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Gilliat Valuations

This is the valuations page for the structured products and structured deposits issued by Gilliat Financial Solutions.

The prices we provide are supplied by third parties and while we believe these prices to be reliable, Mariana makes no representation, express or implied, that this is the case. Prices are indicative and not guaranteed. Any price provided is for valuation purposes only.

When considering exiting your structured deposit or structured investment early, please speak to your Financial Adviser.

Should you wish to cash in your investment, the price at which your order is executed will depend upon a number of factors including but not limited to the prevailing level of interest rates, the performance of the underlying(s), and a potentially limited secondary market at the time your instruction is executed.

If you choose to surrender your structured deposit or structured investment, please contact Target Group (Gilliat’s Third Party Administrator) on 0345 848 0307. They will provide you with the relevant Early Exit Form. Please complete and sign the form and return to the address below:

Gilliat Financial Solutions
PO Box 875
Newport
NP20 9LF

If you have any queries regarding the Gilliat products, please contact Andrew James on 020 7065 6657 or e-mail [email protected].

For more information or to re-invest maturing proceeds into a new Plan, please contact your financial adviser.

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Plans Per Page: 10 | 25 | 50 | 100 | All


Plan Name Counterparty ISIN Start Date Maturity Date Price Date Price
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Enhanced Income Builder - August 2014
 Commerzbank AG Subordinated XS1067844347 22/08/2014 05/03/2021 20/11/2024 MATURED
+
UK and Oil Autocallable Notes - May 2014
 UBS AG XS1062046831 23/05/2014 23/05/2019 20/11/2024 MATURED
+
3 Stock Dual Option Kick Out - June 2014 - Option 2
 Morgan Stanley (MS B.V.) XS1060731475 04/07/2014 06/07/2020 20/11/2024 MATURED
+
3 Stock Dual Option Kick Out - June 2014 - Option 1
 Morgan Stanley (MS B.V.) XS1060731392 04/07/2014 06/07/2020 20/11/2024 KICKED OUT
+
Multi Bank Annual Kick Out - June 2014
 UBS AG XS1060713069 07/07/2014 07/07/2020 20/11/2024 KICKED OUT
+
Multi Bank Annual Kick Out - June 2014
 RBC XS1055917055 07/07/2014 07/07/2020 20/11/2024 KICKED OUT
+
7 out of 10 stocks Kick Out - April 2014
 RBC XS1046613946 02/05/2014 05/05/2020 20/11/2024 KICKED OUT
+
Multi Bank Annual Kick Out - June 2014
 Credit Suisse AG XS1040371434 07/07/2014 07/07/2020 20/11/2024 KICKED OUT
+
Enhanced Income Builder - April 2014
 Commerzbank AG Subordinated XS1032277631 09/05/2014 05/03/2021 20/11/2024 MATURED
+
UK and Oil Autocallable Note - April 2014 (USD)
 RBC XS1027514261 24/04/2014 24/04/2019 20/11/2024 MATURED
+
UK and Oil Autocallable Note - April 2014 (GBP)
 RBC XS1027513883 24/04/2014 24/04/2019 20/11/2024 MATURED
+
Enhanced Income Builder - February 2014
 Commerzbank AG Subordinated XS1008664044 07/03/2014 05/03/2021 20/11/2024 MATURED
+
UK and Oil Autocallable Note - February 2014
 Credit Suisse AG XS1001305306 14/02/2014 28/02/2019 20/11/2024 MATURED
+
Four Stock Step Down Kick Out - April 2014
 Credit Suisse AG XS1000975083 04/04/2014 04/04/2020 20/11/2024 KICKED OUT
Dual Defensive Kick Out - April 2014
 Credit Suisse AG XS1000957933 07/05/2014 07/05/2020 20/11/2024 KICKED OUT
+
International Growth Portfolio - FTSE 100
 Morgan Stanley (MS B.V.) XS0985677805 10/01/2014 10/01/2020 20/11/2024 MATURED
+
Look Back Growth - December 2013
 Morgan Stanley (MS B.V.) XS0975314476 10/01/2014 10/01/2020 20/11/2024 MATURED
+
Enhanced Income Builder - December 2013
 Commerzbank AG Subordinated XS0970275524 15/11/2013 15/03/2019 20/11/2024 MATURED
+
Enhanced Income Builder - October 2013 (Offshore)
 Commerzbank AG Subordinated XS0966911223 18/10/2013 12/03/2021 20/11/2024 MATURED
+
International Kick Out - November 2013
 RBC XS0964850852 29/11/2013 29/11/2019 20/11/2024 KICKED OUT
+
UK and Gold Autocallable Notes - August 2013
 Credit Suisse AG XS0960094539 27/08/2013 04/09/2018 20/11/2024 MATURED
+
Enhanced Income Builder - August 2013
 Commerzbank AG Subordinated XS0956139009 30/08/2013 15/03/2019 20/11/2024 MATURED
Developed Markets Autocall - November 2013 USD
 Credit Suisse AG XS0953451662 29/11/2013 13/12/2018 20/11/2024 KICKED OUT
Developed Markets Autocall - November 2013 GBP
 Credit Suisse AG XS0953441788 29/11/2013 13/12/2018 20/11/2024 KICKED OUT
+
UK and Gold Autocallable Note Version 2 - November 2013
 Credit Suisse AG XS0953425666 15/11/2013 29/11/2018 20/11/2024 MATURED
+
UK and Gold Autocallable Notes - October 2013
 Credit Suisse AG XS0953368684 04/10/2013 11/10/2018 20/11/2024 MATURED
UK & European Kick Out - September 2013
 Credit Suisse AG XS0953352688 20/09/2013 20/09/2019 20/11/2024 KICKED OUT
+
Income Kick Out - September 2013
 Morgan Stanley (MS B.V.) XS0950980457 13/09/2013 13/09/2018 20/11/2024 MATURED
Multi Bank Annual Kick Out - September 2013
 Morgan Stanley (MS B.V.) XS0950979285 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - September 2013
 Morgan Stanley (MS B.V.) XS0950979103 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - September 2013
 RBC XS0944513612 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - September 2013
 RBC XS0944512309 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - June 2013
Commerzbank AG XS0944312981 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - June 2013
Commerzbank AG XS0944312122 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
Multi Bank Dual Index Kick Out - August 2013
 UBS AG XS0943753391 07/08/2013 07/08/2019 20/11/2024 KICKED OUT
Phoenix Autocall Notes - September 2013
 UBS AG XS0941865874 09/09/2013 10/09/2018 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - June 2013
 Morgan Stanley (MS B.V.) XS0928187995 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - June 2013
 Morgan Stanley (MS B.V.) XS0928187649 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
+
Income Kick Out - June 2013
 Morgan Stanley (MS B.V.) XS0928187565 12/06/2013 21/11/2024 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - June 2013
 RBC XS0920746251 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - June 2013
RBC XS0920745873 12/06/2013 12/06/2019 20/11/2024 KICKED OUT
UK and Gold Autocallable Notes - July 2013
 RBC XS0920740213 12/07/2013 12/07/2019 20/11/2024 KICKED OUT
Multi Bank Dual Index Kick Out - August 2013
 RBC XS0920732970 07/08/2013 07/08/2019 20/11/2024 KICKED OUT
+
Enhanced Income Builder - June 2013 UK
 Commerzbank AG Subordinated XS0911798907 28/06/2013 15/03/2019 20/11/2024 MATURED
+
Enhanced Income Builder Notes - April 2013 GBP
 Commerzbank AG Subordinated XS0900949396 26/04/2013 15/03/2019 20/11/2024 MATURED
+
Income Kick Out - April 2013
 Morgan Stanley (MS B.V.) XS0896937645 30/04/2013 30/04/2018 20/11/2024 MATURED
+
Step Down Income Builder - April 2013
 Morgan Stanley (MS B.V.) XS0896265872 30/04/2013 30/04/2019 20/11/2024 MATURED
Multi Bank Defensive Kick Out - April 2013
 Morgan Stanley (MS B.V.) XS0895722584 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - April 2013
 Morgan Stanley (MS B.V.) XS0895334737 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
Semi-Annual Autocallable Notes - July 2013 USD
 RBC XS0891948571 21/06/2013 05/07/2019 20/11/2024 KICKED OUT
Semi-Annual Autocallable Notes - July 2013 GBP
 RBC XS0891940594 21/06/2013 05/07/2019 20/11/2024 KICKED OUT
+
Income Kick Out - March 2013
 Morgan Stanley (MS B.V.) XS0887586252 28/03/2013 28/03/2018 20/11/2024 MATURED
+
Enhanced Income Builder February 2013
 Commerzbank AG Subordinated XS0874859860 28/02/2013 08/03/2019 20/11/2024 MATURED
+
Income or Growth Builder - February 2013 (4,000, Growth)
 Morgan Stanley (MS B.V.) XS0871575634 28/02/2013 28/02/2019 20/11/2024 MATURED
+
Income or Growth Builder - February 2013 (4,000, Income)
 Morgan Stanley (MS B.V.) XS0871506662 28/02/2013 28/02/2019 20/11/2024 MATURED
+
Income or Growth Builder - February 2013 (3,500, Growth)
 Morgan Stanley (MS B.V.) XS0869304047 28/02/2013 28/02/2019 20/11/2024 MATURED
Annual Kick Out - February 2013
 Morgan Stanley (MS B.V.) XS0869302181 28/02/2013 28/02/2019 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - April 2013
 Barclays Bank Plc XS0869280601 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - April 2013
Barclays Bank Plc XS0869280510 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
+
Income or Growth Builder - February 2013 (3,500, Income)
 Morgan Stanley (MS B.V.) XS0869234087 28/02/2013 28/02/2019 20/11/2024 MATURED
+
Enhanced Income Builder - December 2012
 Commerzbank AG Subordinated XS0854909743 19/12/2012 08/03/2019 20/11/2024 MATURED
Dual Defensive Kick Out - November 2013
 Credit Suisse AG XS0846936937 15/11/2013 15/11/2019 20/11/2024 KICKED OUT
Multi Bank Dual Index Kick Out - August 2013
 Credit Suisse AG XS0846836129 07/08/2013 07/08/2019 20/11/2024 KICKED OUT
+
Income Builder - December 2012 (4,000 Barrier, Growth)
 Morgan Stanley (MS B.V.) XS0845637734 21/12/2012 21/12/2018 20/11/2024 MATURED
+
Income Builder - December 2012 (3,500 Barrier, Growth)
 Morgan Stanley (MS B.V.) XS0845637494 21/12/2012 21/12/2018 20/11/2024 MATURED
+
Income Builder - December 2012 (3,500 Barrier, Income)
 Morgan Stanley (MS B.V.) XS0845612588 21/12/2012 21/12/2018 20/11/2024 MATURED
+
Income Builder - December 2012 (4,000 Barrier, Income)
 Morgan Stanley (MS B.V.) XS0845612406 21/12/2012 21/12/2018 20/11/2024 MATURED
Multi Bank Defensive Kick Out - September 2013
 Goldman Sachs XS0839371902 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - September 2013
 Goldman Sachs XS0839371811 13/09/2013 13/09/2019 20/11/2024 KICKED OUT
Annual Kick Out - November 2012  100% Option
Morgan Stanley (MS B.V.) XS0834159831 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
Annual Kick Out - November 2012 90% Option
Morgan Stanley (MS B.V.) XS0834159245 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
+
Income Builder Plus - November 2012 (Growth)
 Morgan Stanley (MS B.V.) XS0831939136 09/11/2012 09/11/2018 20/11/2024 KICKED OUT
+
Income Builder Plus - November 2012 (Income)
 Morgan Stanley (MS B.V.) XS0831920979 09/11/2012 09/11/2018 20/11/2024 KICKED OUT
Defensive Annual Kick Out - September 2012
Morgan Stanley (MS B.V.) XS0822906649 21/09/2012 05/10/2018 20/11/2024 KICKED OUT
+
Income Builder Plus - October 2012 (Growth)
 Morgan Stanley (MS B.V.) XS0819831198 31/10/2012 31/10/2018 20/11/2024 KICKED OUT
+
Income Builder Plus - October 2012 (Income)
 Morgan Stanley (MS B.V.) XS0819820407 31/10/2012 31/10/2018 20/11/2024 KICKED OUT
Phoenix Autocallable Notes - November 2012 (GBP)
 Natixis S.A. XS0806934351 15/11/2012 15/11/2017 20/11/2024 KICKED OUT
Quarterly Autocallable Notes - August 2012 (USD)
 UBS AG XS0806483326 31/08/2012 14/09/2017 20/11/2024 KICKED OUT
Quarterly Autocallable Notes - August 2012 (GBP)
 UBS AG XS0806483243 31/08/2012 14/09/2017 20/11/2024 KICKED OUT
+
Income Builder Plus - August 2012 [Option 2A] (Growth)
 Morgan Stanley (MS B.V.) XS0800519992 31/08/2012 01/09/2017 20/11/2024 MATURED
+
Income Builder Plus - August 2012 [Option 1A] (Income)
 Morgan Stanley (MS B.V.) XS0800494634 31/08/2012 01/09/2017 20/11/2024 MATURED
+
Income Builder Plus - August 2012 [Option 2B] (Growth)
 RBS XS0784364506 31/08/2012 01/09/2017 20/11/2024 MATURED
+
Income Builder Plus - August 2012 [Option 1B] (Income)
 RBS XS0784364258 31/08/2012 01/09/2017 20/11/2024 MATURED
Annual Kick Out - September 2012 - 95% Option (Direct)
 RBS XS0784364175 28/09/2012 12/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2012 - 95% Option (ISA)
 RBS XS0784362476 28/09/2012 12/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2012 - 100% Option (Direct)
 RBS XS0784362120 28/09/2012 12/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2012 - 100% Option (ISA)
 RBS XS0784362047 28/09/2012 12/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - November 2012 90% Option (ISA)
 RBS XS0784360264 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
Annual Kick Out - November 2012  100% Option (Direct)
 RBS XS0784359928 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
Annual Kick Out - November 2012  100% Option (ISA)
 RBS XS0784359845 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
Annual Kick Out - November 2012 90% Option (Direct)
 RBS XS0784359688 30/11/2012 14/12/2018 20/11/2024 KICKED OUT
Dual Index Autocallable Certificates - November 2012
 RBS XS0784359415 30/11/2012 07/12/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - February 2013 - Direct
 RBS XS0784353301 28/02/2013 28/02/2019 20/11/2024 KICKED OUT
Dual Defensive Kick Out - February 2013 - ISA
 RBS XS0784352162 28/02/2013 28/02/2019 20/11/2024 KICKED OUT
Semi-Annual Autocallable Certificates - March 2013 GBP
 RBS XS0784350976 22/03/2013 29/03/2018 20/11/2024 KICKED OUT
Semi-Annual Autocallable Certificates - March 2013 USD
 RBS XS0784349614 22/03/2013 29/03/2013 20/11/2024 KICKED OUT
Multi Bank Defensive Kick Out - April 2013
 RBS XS0784348640 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
Semi-Annual Autocallable Certificates - May 2013 USD
 RBS XS0784346602 03/05/2013 03/05/2018 20/11/2024 KICKED OUT
Multi Bank Annual Kick Out - April 2013
 RBS XS0784345893 30/04/2013 30/04/2019 20/11/2024 KICKED OUT
Semi-Annual Autocallable Certificates - May 2013 GBP
 RBS XS0784345547 03/05/2013 03/05/2018 20/11/2024 KICKED OUT
+
UK and Gold Autocallable - May 2013
 RBS XS0784344813 03/05/2013 03/05/2018 20/11/2024 MATURED
Phoenix Autocallable Notes - June 2012
 Natixis S.A. XS0783378937 15/06/2012 23/06/2017 20/11/2024 KICKED OUT
+
Income Builder Plus - June 2012 (Growth)
 Morgan Stanley (MS B.V.) XS0778046176 29/06/2012 30/06/2017 20/11/2024 MATURED
+
Income Builder Plus - June 2012 (Income)
 Morgan Stanley (MS B.V.) XS0778043405 29/06/2012 30/06/2017 20/11/2024 MATURED
Australia China Kick Out - April 2012
 Commerzbank AG XS0776115098 30/04/2012 08/05/2017 20/11/2024 KICKED OUT
+
Income Builder - May 2012 (6 Years)
 Morgan Stanley (MS B.V.) XS0772552732 25/05/2012 25/05/2018 20/11/2024 MATURED
+
Income Builder - May 2012 (5 Years)
 Morgan Stanley (MS B.V.) XS0772552658 25/05/2012 26/05/2017 20/11/2024 MATURED
+
Income Builder Plus - April 2012 (Growth)
 Morgan Stanley (MS B.V.) XS0760362508 30/04/2012 02/05/2017 20/11/2024 MATURED
Quarterly Income Notes - June 2012
Credit Suisse AG XS0756865449 15/06/2012 15/06/2017 20/11/2024 KICKED OUT
+
Income Builder Plus - April 2012 (Income)
 Morgan Stanley (MS B.V.) XS0751134809 30/04/2012 02/05/2017 20/11/2024 MATURED
+
Income Builder - March 2012
 Morgan Stanley (MS B.V.) XS0742816993 14/03/2012 15/03/2017 20/11/2024 MATURED
UK Annual Kick Out - May 2012
 Rabobank XS0732495030 25/05/2012 11/06/2018 20/11/2024 KICKED OUT
Phoenix Autocallable Notes - April 2012
 RBS XS0727193103 27/04/2012 05/05/2017 20/11/2024 KICKED OUT
+
Income Builder Plus - February 2012
 Morgan Stanley (MS B.V.) XS0722506481 28/02/2012 28/02/2017 20/11/2024 MATURED
Annual Kick Out - February 2012
 Morgan Stanley (MS B.V.) XS0718969438 28/02/2012 15/03/2018 20/11/2024 KICKED OUT
+
Income Provider - December 2011
 Morgan Stanley (MS B.V.) XS0698421194 20/12/2011 20/12/2017 20/11/2024 MATURED
+
Income Builder - December 2011
 Morgan Stanley (MS B.V.) XS0686568006 20/12/2011 20/12/2016 20/11/2024 MATURED
Annual Kick Out - December 2011 - Option 2 95%
 Morgan Stanley (MS B.V.) XS0686565168 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 1 100%
 Morgan Stanley (MS B.V.) XS0686564948 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 3 90%
 Morgan Stanley (MS B.V.) XS0686564864 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Single Index Kick Out - September 2011
 Credit Suisse AG XS0670979557 12/09/2011 03/10/2017 20/11/2024 KICKED OUT
+
Income Builder - October 2011
 Morgan Stanley (MS B.V.) XS0670877710 31/10/2011 31/10/2016 20/11/2024 MATURED
Annual Kick Out - October 2011 - Option 3 90%
Morgan Stanley (MS B.V.) XS0669742602 31/10/2011 28/11/2017 20/11/2024 KICKED OUT
Annual Kick Out - October 2011 - Option 1 100%
Morgan Stanley (MS B.V.) XS0669742511 31/10/2011 28/11/2017 20/11/2024 KICKED OUT
Annual Kick Out - October 2011 - Option 2 95%
Morgan Stanley (MS B.V.) XS0669742354 31/10/2011 28/11/2017 20/11/2024 KICKED OUT
+
Growth Multiplier - October 2011
 Credit Suisse AG XS0659960735 31/10/2011 31/10/2017 20/11/2024 MATURED
Income Builder - August 2011
 Morgan Stanley (MS B.V.) XS0654718252 31/08/2011 24/08/2016 20/11/2024 MATURED
Protected BRIC Growth - August 2011
 Credit Suisse AG XS0650513541 26/08/2011 26/08/2016 20/11/2024 MATURED
+
Twin Win June 2011
 Morgan Stanley (MS B.V.) XS0600338544 30/06/2011 30/06/2017 20/11/2024 MATURED
+
Twin Win - February 2011
 Morgan Stanley (MS B.V.) XS0599033734 28/02/2011 28/02/2017 20/11/2024 MATURED
+
Precious Metals KO - June 2011
 Morgan Stanley (MS B.V.) XS0572327061 28/02/2011 28/02/2017 20/11/2024 MATURED
Dual Defensive Kick Out - January 2012 Option 2 90%
 Barclays Bank Plc XS0548479632 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - January 2012 Option 1 95%
Barclays Bank Plc XS0548479558 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 1 100%
 Barclays Bank Plc XS0548345866 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 2 95%
 Barclays Bank Plc XS0548345783 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 3 90%
 Barclays Bank Plc XS0548345601 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
+
Precious Metals KO - Dec 2010
 Morgan Stanley (MS B.V.) XS0547737063 17/12/2010 19/12/2016 20/11/2024 MATURED
Dual Kick Out - October 2010 Option 1
 Barclays Bank Plc XS0539709740 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Dual Kick Out - October 2010 Option 2
 Barclays Bank Plc XS0539709583 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Dual Kick Out - October 2010 Option 3
 Barclays Bank Plc XS0539709237 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Dual Kick Out - June 2010 Option 1
 Barclays Bank Plc XS0517997713 11/08/2010 25/08/2015 20/11/2024 KICKED OUT
Dual Kick Out - June 2010 Option 2
 Barclays Bank Plc XS0517997473 11/08/2010 25/08/2015 20/11/2024 KICKED OUT
Dual Kick Out - June 2010 Option 3
 Barclays Bank Plc XS0517945837 11/08/2010 25/08/2015 20/11/2024 KICKED OUT
3 Year UK Digital (June 2010)
 Morgan Stanley (MS B.V.) XS0513793140 06/08/2010 27/08/2013 20/11/2024 MATURED
UK Growth Multiplier (May 2010)
 Morgan Stanley (MS B.V.) XS0510935850 09/07/2010 02/08/2016 20/11/2024 KICKED OUT
Captured Growth - April 2010
 Morgan Stanley (MS B.V.) XS0505891969 11/06/2010 02/07/2015 20/11/2024 MATURED
Kick Out Growth Series - Issue 1 Note
 Rabobank XS0467216247 26/02/2010 20/03/2015 20/11/2024 KICKED OUT
+
UK Super Tracker Deposit Plan 3
 Société Générale (SG Hambros) UK0514772 16/05/2014 18/05/2020 26/05/2020 MATURED
+
UK Super Tracker Deposit Plan 2
 Société Générale (SG Hambros) UK0509361 14/03/2014 16/03/2020 17/03/2020 MATURED
+
UK EU Minimum Return Deposit Plan 1
 Société Générale (SG Hambros) UK0506311 07/02/2014 07/02/2019 12/02/2019 MATURED
+
UK Minimum Growth Deposit Plan 2
 Société Générale (SG Hambros) UK0503975 20/12/2013 20/12/2018 04/12/2018 MATURED
+
UK Super Tracker Deposit Plan 1
 Société Générale (SG Hambros) UK0502626 29/11/2013 29/11/2019 03/11/2019 MATURED
+
UK Diversified Asset Deposit Plan 3
 Société Générale (SG Hambros) UK0502618 29/11/2013 29/11/2019 10/12/2019 MATURED
+
UK Minimum Growth Deposit Plan 1
 Société Générale (SG Hambros) UK0502596 29/11/2013 29/11/2018 20/11/2018 MATURED
+
UK Diversified Asset Deposit Plan 2
 Société Générale (SG Hambros) UK0498084 10/09/2013 10/09/2019 07/01/2020 MATURED
+
Money Builder Deposit Plan 2
 Société Générale (SG Hambros) UK0497134 16/08/2013 19/08/2019 20/08/2019 MATURED
+
UK Super Tracker Deposit Plan 4
 Société Générale (SG Hambros) UK0495875 11/07/2014 13/07/2020 07/07/2020 MATURED
+
Defensive Kick Out Deposit Plan 2
 Société Générale (SG Hambros) UK0495816 29/07/2013 29/07/2019 30/07/2019 MATURED
+
UK Diversified Asset Deposit Plan 1
 Société Générale (SG Hambros) UK0494259 28/06/2013 28/06/2019 09/07/2019 MATURED
+
UK Money Builder Deposit Plan 1
 Société Générale (SG Hambros) UK0494224 29/05/2013 29/05/2019 03/06/2019 MATURED
+
Defensive Kick Out Deposit Plan 1
 Société Générale (SG Hambros) UK0491837 22/05/2013 22/05/2019 03/06/2019 MATURED
+
Defensive Kick Out Deposit Plan 1 (Adviser Fee)
 Société Générale (SG Hambros) UK0491799 22/05/2013 22/05/2019 03/06/2019 MATURED
+
UK Range 7 Deposit Plan 3 Income (Adviser Fee)
 Société Générale (SG Hambros) UK0487597 18/03/2013 18/03/2019 19/03/2019 MATURED
+
UK Range 7 Deposit Plan 3 Income
 Société Générale (SG Hambros) UK0487449 18/03/2013 18/03/2019 19/03/2019 MATURED
+
UK Range 7 Deposit Plan 2
 Société Générale (SG Hambros) UK0484288 21/01/2013 21/01/2019 29/01/2019 MATURED
+
UK Range 7 Deposit Plan 1
 Société Générale (SG Hambros) UK0482889 21/12/2012 21/12/2018 04/12/2018 MATURED
+
Deposit Kick Out - June 2014
 Lloyds Bank Plc SIP2473 07/07/2014 07/07/2020 13/07/2020 MATURED
+
Deposit Kick Out - April 2014
 Lloyds Bank Plc SIP2467 09/05/2014 11/05/2020 27/04/2020 MATURED
+
Deposit Kick Out - February 2014
 Lloyds Bank Plc SIP2456 07/03/2014 09/03/2020 02/03/2020 MATURED
+
Deposit Kick Out - December 2013
 Lloyds Bank Plc SIP2447 10/01/2014 10/01/2020 06/01/2020 MATURED
+
5 Stock Memory Deposit - November 2013
 Lloyds Bank Plc SIP2439 22/11/2013 22/11/2019 25/11/2019 MATURED
+
Deposit Kick Out - October 2013
 Lloyds Bank Plc SIP2437 31/10/2013 31/10/2019 04/11/2019 MATURED
+
Range Deposit - May 2012
 Lloyds Bank Plc SIP2385 30/05/2012 30/05/2017 22/05/2017 MATURED
+
Range Deposit - June 2012
 Lloyds Bank Plc SIP2371 29/06/2012 29/06/2018 25/06/2018 MATURED
+
Range Deposit - April 2012
 Lloyds Bank Plc SIP2327 30/04/2012 28/04/2017 24/04/2017 MATURED
Kick Out Growth Series - Issue 1 Warrant
 Rabobank NL0009312065 26/02/2010 20/03/2015 20/11/2024 KICKED OUT
RPI Deposit - May 2012
 Lloyds Bank Plc MAR0001 30/05/2012 30/05/2017 22/05/2017 MATURED
+
Deposit Kick Out - August 2012
 RBS L7658822 31/08/2012 31/08/2018 24/08/2018 MATURED
+
Multi-Asset Deposit - August 2012
 RBS L7658821 31/08/2012 31/08/2018 24/08/2018 MATURED
+
Multi-Asset Deposit - June 2012
 RBS L7651832 29/06/2012 29/06/2018 15/06/2018 MATURED
+
Multi-Asset Deposit - April 2012
 RBS L7651428 30/04/2012 30/10/2017 08/12/2017 MATURED
+
Deposit Kick Out - February 2012
 RBS L7651427 28/02/2012 28/02/2017 24/02/2017 MATURED
+
Deposit Kick Out - April 2012
 RBS L7651423 30/04/2012 30/04/2018 30/04/2018 MATURED
Diverse Deposit - January 2011 - Commodity
 RBS L7651098 28/01/2011 11/02/2016 20/11/2024 MATURED
Diverse Deposit April 2011 - Commodity
 RBS L7651092 19/04/2011 03/05/2016 20/11/2024 MATURED
Deposit Kick Out - October 2011
 RBS L7651090 31/10/2011 15/11/2016 20/11/2024 KICKED OUT
Diverse Deposit June 2011 - BRIC
 RBS L7651085 30/06/2011 14/07/2016 20/11/2024 MATURED
Diverse Deposit April 2011 - BRIC
 RBS L7651084B 19/04/2011 03/05/2016 20/11/2024 MATURED
Diverse Deposit - January 2011 - BRIC
 RBS L7650683B 28/01/2011 11/02/2016 20/11/2024 MATURED
Geared UK Deposit - Sep 2010
 RBS L7650681 10/09/2010 24/09/2015 20/11/2024 MATURED
Geared UK Deposit - November 2010
 RBS L7650680 12/11/2010 12/11/2015 20/11/2024 MATURED
Geared UK Deposit - May 2010
 RBS L7650679 30/06/2010 16/07/2015 20/11/2024 MATURED
Diverse Deposit - January 2011 - UK Balanced
 RBS L7650678 28/01/2011 11/02/2016 20/11/2024 MATURED
Diverse Deposit June 2011 - UK Balanced
 RBS L7650677 30/06/2011 14/07/2016 20/11/2024 MATURED
Diverse Deposit April 2011 - UK Balanced
 RBS L7650676 19/04/2011 03/05/2016 20/11/2024 MATURED
Diverse Deposit June 2011 - Commodity
 RBS L7650240 30/06/2011 14/07/2016 20/11/2024 MATURED
+
Memory Interest Deposit - March 2013
 RBS L7430365 08/03/2013 08/03/2019 23/11/2018 MATURED
+
Memory Interest Deposit - May 2013 (UK)
 RBS L7408944 03/05/2013 03/05/2019 09/11/2018 MATURED
Deposit Kick Out - October 2012
 RBS L6988497 31/10/2012 14/11/2018 20/11/2024 KICKED OUT
Deposit Kick Out - June 2012
 RBS L6324251 29/06/2012 13/07/2018 20/11/2024 KICKED OUT
Deposit Kick Out - December 2011
 RBS L5852389 20/12/2011 10/01/2017 20/11/2024 KICKED OUT
Deposit Kick Out - August 2011
 RBS L5392639 31/08/2011 31/08/2012 20/11/2024 KICKED OUT
50/50 Deposit Series - March 2010 - Commodity*
 RBS L5311851 30/04/2010 14/05/2015 20/11/2024 MATURED
50/50 Deposit Series - Issue 1 - Commodity*
 RBS L5311849 26/02/2010 12/03/2015 20/11/2024 MATURED
50/50 Deposit Series - March 2010 - UK Balanced*
 RBS L5206690 30/04/2010 14/05/2015 20/11/2024 MATURED
50/50 Deposit Series - Issue 1 - UK Balanced*
 RBS L5206687 26/02/2010 12/03/2015 20/11/2024 MATURED
50/50 Deposit Series - March 2010 - Environmental*
 RBS L5206684 30/04/2010 14/05/2015 20/11/2024 MATURED
50/50 Deposit Series - Issue 1 - Environmental*
 RBS L5206683 26/02/2010 12/03/2015 20/11/2024 MATURED
Income Series - Issue 1 EPRA Option
 Citigroup (CGMFL Issuer) JE00B55BYX36 30/12/2009 22/12/2014 20/11/2024 MATURED
Income Series - Issue 1 S&P Option
 Citigroup (CGMFL Issuer) JE00B55BP857 30/12/2009 22/12/2014 20/11/2024 MATURED
Income Series - Issue 1 FTSE Option
 Citigroup (CGMFL Issuer) JE00B54CL709 30/12/2009 22/12/2014 20/11/2024 MATURED
US Equities Kick Out - March 2013
 Commerzbank AG GB00B9CTN201 15/03/2013 15/03/2019 20/11/2024 KICKED OUT
International 10 Stocks Kick Out - June 2013
 Commerzbank AG GB00B9B3M717 12/06/2013 12/06/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - March 2013
 Commerzbank AG GB00B8RJ7P97 28/03/2013 28/03/2019 20/11/2024 KICKED OUT
Dual Defensive Kick Out - April 2012 90% (Direct)
 RBS GB00B7MJMB80 30/04/2012 21/05/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - April 2012 90% (ISA)
 RBS GB00B7LBB639 30/04/2012 21/05/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - January 2012 Option 1 (Direct)
RBS GB00B75LQH51 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - January 2012 Option 2 (ISA)
RBS GB00B6VJ9551 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - January 2012 Option 1 (ISA)
RBS GB00B6TKWH34 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - January 2012 Option 2 (Direct)
RBS GB00B6T8K390 30/01/2012 20/02/2018 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 1 (ISA)
 RBS GB00B6R2RV06 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 1 (Direct)
 RBS GB00B6R2RT83 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 2 (ISA)
 RBS GB00B6R2RS76 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 2 (Direct)
 RBS GB00B6R2RR69 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 3 (ISA)
 RBS GB00B6R2RQ52 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - August 2011 Option 3 (Direct)
 RBS GB00B6R2RP46 31/08/2011 21/09/2017 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 2 (Direct)
 RBS GB00B6QK4Z84 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Protected Kick Out - October 2011 (Dual Warrant)
 RBS GB00B6878771 31/10/2011 15/11/2016 20/11/2024 KICKED OUT
Annual Kick Out - March 2010 Option 1 (Direct)
 RBS GB00B681XB87 29/03/2010 13/04/2015 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 3 (ISA)
 RBS GB00B67ZY632 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out April 2011 - Option 1 (ISA)
 RBS GB00B67YGN19 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
Annual Kick Out April 2011 - Option 2 (Direct)
 RBS GB00B67QQV58 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2011 Option 1 (ISA)
 RBS GB00B67DZ974 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
UK Sector Leaders Kick Out - February 2011 Option 3 (Direct)
 RBS GB00B66KCF44 28/02/2011 14/03/2017 20/11/2024 KICKED OUT
Annual Kick Out - March 2010 Option 1 (ISA)
 RBS GB00B65FHD31 29/03/2010 13/04/2015 20/11/2024 KICKED OUT
Protected Kick Out - October 2011 (Dual Warrant)
 RBS GB00B64Z1Q50 31/10/2011 15/11/2016 20/11/2024 KICKED OUT
Annual Kick Out - March 2010 Option 2 (Direct)
 RBS GB00B64PFT67 29/03/2010 13/04/2015 20/11/2024 KICKED OUT
Annual Kick Out - March 2010 Option 2 (ISA)
 RBS GB00B64JQT54 29/03/2010 13/04/2015 20/11/2024 KICKED OUT
+
UK Sector Leaders Kick Out - February 2011 Option 1 (ISA)
 RBS GB00B63G3Q35 28/02/2011 28/02/2017 20/11/2024 MATURED
Annual Kick Out - December 2011 - Option 1 (ISA)
 RBS GB00B637ZY83 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Income Builder - February 2010
 RBS GB00B635JC81 06/04/2010 18/04/2016 20/11/2024 MATURED
+
Income Builder - April 2011
 RBS GB00B623P036 28/04/2011 28/04/2017 20/11/2024 MATURED
+
UK Sector Leaders Kick Out - February 2011 Option 2 (Direct)
 RBS GB00B61F8784 28/02/2011 28/02/2017 20/11/2024 MATURED
Annual Kick Out April 2011 - Option 3 (Direct)
 RBS GB00B617V978 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 1 (Direct)
 RBS GB00B60VNR24 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 3 (ISA)
 RBS GB00B601SB16 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 3 (ISA)
 RBS GB00B5WHNL55 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 2 (Direct)
 RBS GB00B5WC5C53 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 3 (Direct)
 RBS GB00B5VLMN34 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2010 Option 2 (Direct)
 RBS GB00B5V4D284 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
Annual Kick Out April 2011 - Option 2 (ISA)
 RBS GB00B5TMYN25 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2010 Option 1 (Direct)
 RBS GB00B5TFR542 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
Annual Kick Out April 2011 - Option 1 (Direct)
 RBS GB00B5TD6C80 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
+
Income Builder - June 2011 Option 2
 RBS GB00B5TB4399 30/06/2011 30/06/2017 20/11/2024 MATURED
Annual Kick Out - June 2010 Option 2 (ISA)
 RBS GB00B5Q31153 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
Annual Kick Out - December 2010 Option 2 (ISA)
 RBS GB00B5NZ3L88 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
+
Income Builder - December 2010 Option 2
 RBS GB00B5NVNQ12 30/12/2010 30/12/2016 20/11/2024 MATURED
Annual Kick Out - December 2010 Option 2 (Direct)
 RBS GB00B5NR0F78 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
Annual Kick Out April 2011 - Option 3 (ISA)
 RBS GB00B5NBSF55 28/04/2011 12/05/2017 20/11/2024 KICKED OUT
+
Income Builder - October 2011
 RBS GB00B5N84J22 31/10/2011 31/10/2016 20/11/2024 MATURED
Annual Kick Out - December 2011 - Option 1 (Direct)
 RBS GB00B5N45Y21 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - June 2010 Option 3 (ISA)
 RBS GB00B5MYFT82 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
Annual Kick Out - June 2010 Option 3 (Direct)
 RBS GB00B5MXQ369 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
Annual Kick Out - June 2010 Option 1 (ISA)
 RBS GB00B5MRXX75 06/08/2010 20/08/2015 20/11/2024 KICKED OUT
+
Income Builder - June 2011 Option 1
 RBS GB00B5MRXJ32 30/06/2011 30/06/2017 20/11/2024 MATURED
Annual Kick Out - December 2010 Option 3 (Direct)
 RBS GB00B5MDX805 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
+
UK Sector Leaders Kick Out - February 2011 Option 2 (ISA)
 RBS GB00B5M8ZG77 28/02/2011 28/02/2017 20/11/2024 MATURED
Annual Kick Out - December 2010 Option 1 (ISA)
 RBS GB00B5M61Z20 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
Annual Kick Out - December 2010 Option 3 (ISA)
 RBS GB00B5LWB845 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
+
UK Growth Multiplier - December 2010
 RBS GB00B5LS7P14 23/12/2010 23/12/2016 20/11/2024 MATURED
Annual Kick Out - September 2011 Option 2 (ISA)
 RBS GB00B5L73495 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 2 (ISA)
 RBS GB00B5KYC668 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
+
Income Builder - December 2010 Option 1
 RBS GB00B5KW8840 30/12/2010 30/12/2016 20/11/2024 MATURED
Annual Kick Out - December 2010 Option 1 (Direct)
 RBS GB00B5KMPT45 14/12/2010 30/12/2015 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 3 (Direct)
 RBS GB00B59SFX73 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
Protected Kick Out - August 2011 (Dual Warrant)
 RBS GB00B5936C83 31/08/2011 21/09/2016 20/11/2024 KICKED OUT
Annual Kick Out - September 2011 Option 3 (ISA)
 RBS GB00B57CN825 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 1 (Direct)
 RBS GB00B56LP179 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
Annual Kick Out - October 2010 Option 3 (Direct)
 RBS GB00B55NVD84 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 2 (ISA)
 RBS GB00B5416K58 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
Annual Kick Out - October 2010 Option 1 (ISA)
 RBS GB00B53JMK27 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - October 2010 Option 2 (Direct)
 RBS GB00B520SF36 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - October 2010 Option 1 (Direct)
 RBS GB00B51PVT47 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - October 2010 Option 2 (ISA)
 RBS GB00B51CZ608 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 2 (Direct)
 RBS GB00B4ZXP952 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2011 Option 2 (Direct)
 RBS GB00B4ZRW521 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
Income Builder - May 2010
 RBS GB00B4YTJ709 09/07/2010 25/07/2016 20/11/2024 MATURED
Annual Kick Out - October 2010 Option 3 (ISA)
 RBS GB00B4WDPW14 08/10/2010 22/10/2015 20/11/2024 KICKED OUT
Annual Kick Out - July 2011 Option 1 (ISA)
 RBS GB00B4TYH877 28/07/2011 18/08/2017 20/11/2024 KICKED OUT
+
Growth Multiplier - April 2011 (ISA)
 RBS GB00B4NHBR97 28/04/2011 28/04/2017 20/11/2024 MATURED
Overseas Kick Out - November 2010
 RBS GB00B4K90Z93 02/11/2010 02/11/2015 20/11/2024 KICKED OUT
Annual Kick Out - May 2010 Option 1 (ISA)
 RBS GB00B48MKZ09 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
+
Growth Multiplier - April 2011 (Direct)
 RBS GB00B45S8Y65 28/04/2011 28/04/2017 20/11/2024 MATURED
+
Growth Multiplier - June 2011 (ISA)
 RBS GB00B4591H38 30/06/2011 30/06/2017 20/11/2024 MATURED
Annual Kick Out May - 2010 Option 3 (ISA)
 RBS GB00B448D315 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
Annual Kick Out May - 2010 Option 2 (Direct)
 RBS GB00B43VGD21 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
UK Annual Kick Out - September 2010 (ISA)
 RBS GB00B43MDT01 10/09/2010 24/09/2015 20/11/2024 KICKED OUT
Annual Kick Out May - 2010 Option 3 (Direct)
 RBS GB00B4305G51 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
Income Builder - September 2010
 RBS GB00B42GQC79 10/09/2010 26/09/2016 20/11/2024 MATURED
UK Annual Kick Out - September 2010 (Direct)
 RBS GB00B414GW20 10/09/2010 24/09/2015 20/11/2024 KICKED OUT
+
Growth Multiplier - June 2011 (Direct)
 RBS GB00B4142246 30/06/2011 30/06/2017 20/11/2024 MATURED
Protected Kick Out - August 2011 (Dual Warrant)
 RBS GB00B4099412 31/08/2011 21/09/2016 20/11/2024 KICKED OUT
Annual Kick Out - December 2011 - Option 2 (ISA)
 RBS GB00B4063S42 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
Annual Kick Out - May 2010 Option 1 (Direct)
 RBS GB00B3YVSW75 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
Annual Kick Out - September 2011 Option 3 (Direct)
 RBS GB00B3YP9P99 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
+
UK Growth Multiplier - December 2010
 RBS GB00B3YJ2960 23/12/2010 23/12/2016 20/11/2024 MATURED
Annual Kick Out - December 2011 - Option 3 (Direct)
 RBS GB00B3X9DB61 20/12/2011 13/01/2018 20/11/2024 KICKED OUT
+
Income Builder - February 2011
 RBS GB00B3WKNR64 28/02/2011 28/02/2017 20/11/2024 MATURED
Annual Kick Out May - 2010 Option 2 (ISA)
 RBS GB00B3TYKB49 11/06/2010 25/06/2015 20/11/2024 KICKED OUT
Annual Kick Out - June 2011 Option 1 (ISA)
 RBS GB00B3PN5G55 30/06/2011 14/07/2017 20/11/2024 KICKED OUT
UK Sector Leaders Kick Out - February 2011 Option 3 (ISA)
 RBS GB00B3NSFH36 28/02/2011 14/03/2017 20/11/2024 KICKED OUT
Annual Kick Out - September 2011 Option 1 (Direct)
 RBS GB00B3N2J287 30/09/2011 23/10/2017 20/11/2024 KICKED OUT
+
Income Builder - November 2010
 RBS GB00B3M4W717 12/11/2010 14/11/2016 20/11/2024 MATURED
Auto-Managed Deposit - December 2011
 Credit Suisse AG CS0524885948 20/12/2011 20/12/2016 20/11/2024 MATURED
Auto-Managed Deposit - October 2011
 Credit Suisse AG CS0523923633 31/10/2011 31/10/2016 20/11/2024 MATURED
Defensive Annual Kick Out - September 2012
 UBS AG CH0193576094 21/09/2012 05/10/2018 20/11/2024 KICKED OUT
Dual Defensive Kick Out - July 2011
 UBS AG CH0132465136 29/07/2011 14/08/2017 20/11/2024 KICKED OUT
 

BEFORE ACCESSING OUR WEBSITE AND ANY OFFERS YOU SHOULD READ THE FOLLOWING.

This section is intended for financial advisers and investment professionals only. It contains material that is not aimed at retail investors. Please do not proceed unless you are a financial adviser or an investment professional.

The information on this website does not and is not intended to constitute or form part of an offer, subscription recommendation or solicitation to buy or sell any financial product or to take up any services. The Mariana website does not offer investment or financial advice and should not be treated as doing so. If you are advising an investor or facilitating their investment (on an execution only basis, for example) in relation to a product referred to on the Mariana website you should satisfy yourself about the terms of the investment by reference to the full product documentation together with any ancillary materials which Mariana may provide and you should be familiar with the Key Features & Risks set out below for 1) Structured Investment products and 2) Tax Efficient Investment Products. Mariana is unable to provide any guidance as to whether a product is suitable for the individual circumstances of a client or appropriate for their attitude to risk.

Mariana does not offer Advice

The information contained on the Mariana website is for general information use only. It does not offer investment or financial advice and any information contained on this website should not be construed as investment, legal, tax or any other form of advice. If in any doubt about information on this website you should contact your account manager or email [email protected].

Past performance

Past performance is not an indication of future performance and should not be used to assess the future returns or the risk associated with your investment. It is possible to get back less than you originally invested in any of the investment products referred to herein.

Importance of Financial Advice

Investors considering an investment in a Mariana product must read and understand the full product brochure. It is important that the risks and potential rewards of a product are clearly explained to an investor by their adviser. You should note that Mariana insists that all applications to invest in Mariana product are placed through a regulated financial adviser.

Structured Investment Products: Key Features/Risks

 

Capital at Risk

Direct investment into a market brings with it the risks of that market since an investment’s value is likely to rise or fall in proportion to the movement of the market. Structured investment products are different in that they can change the risk and/or the return that an investment in a market may provide. Structured investment products achieve this by incorporating derivatives, named so because their performance is derived from the performance of the chosen underlying market, rather than investing directly into the market itself. Many structured investment products are not fully capital secure. They are described as ‘capital-at-risk’ and they offer enhanced income or growth but to achieve this put conditions on how or whether your capital will be repaid when the investment matures.

Counterparty Risk

Even when a structured investment product offers the full return of your capital, the return of capital is likely to be subject to counterparty risk. This is the risk that the issuer (the counterparty) of the investments underlying a product becomes insolvent or bankrupt. However remote this risk may appear, it always exists. To reduce it, we suggest that structured investment products are used only as part of a broader portfolio and that investors diversify their structured investment products across a range of counterparties. For more information about structured products and capital-at-risk products you can visit www.moneymadeclear.fsa.gov.uk.

Early encashment

Structured investments products are designed to be held until maturity and early encashment may result in a capital loss for a significant period of the investment term, particularly as there may be charges that adversely impact the value in the early years. There may also be liquidity constraints with structured investments before the stated maturity date. Details of these are outlined in our brochures.

Compensation/FSCS

Prospective investors should understand that Plan assets (i.e. the underlying investments) will be held on their behalf by the administrator and custodian but they will not have any direct legal interest in the investments or any direct rights against the issuing counterparty in the event that the counterparty becomes bankrupt or enters into an insolvency process and cannot pay its debts. Prospective investors should also be aware that under the Financial Services Compensation Scheme (FSCS) rules whilst they may be eligible for compensation in the case of the insolvency of Mariana or the administrator and custodian, they are unlikely to be eligible for compensation if the counterparty becomes insolvent.

Tax Efficient Investment Products: Key Features/Risks

 

Capital at Risk

Tax Efficient Investment Products typically invest in the shares of small higher risk unlisted companies. The valuation of these shares depends on the value of the assets acquired by the companies plus any income that is derived from those assets. This is not guaranteed and you may lose money. The value of shares can fall in value as well as rise and you may get back less than you invested.

Concentration Risk

The nature of the Tax Efficient Investment Product is to invest in a small number of unquoted companies and furthermore there is likely to be significant sector bias. Portfolio diversification will, therefore, be limited.

Liquidity Risk

Redeeming your investment may take time. Investments in unquoted companies can be difficult to sell, especially when compared with quoted companies where there is normally a liquid exchange for buyers and sellers. Mariana aims to provide funding to support on-going liquidity. However, these arrangements are not guaranteed

Forward looking statements

Brochures dealing with Tax Efficient Investment products may contain forward-looking financial statements and illustrations. Such forward-looking financial statements and illustrations, by their nature, are not guarantees of future performance and involve risks and uncertainties, and the actual results may differ materially as a result of various factors, and therefore reliance should not be placed upon them.

Legal and regulatory

There may be changes in the future to the legal framework and regulatory status surrounding the strategy of the Tax Efficient Investment Products and its investee companies and their assets. An example may include the reduction or removal altogether of UK government renewable energy subsidies and incentives like the RHI, ROC and FiT schemes, which may negatively affect the performance of Mariana Tax Efficient Investment Products.

Long term investment

In order to qualify for tax relief in relation to certain tax efficient strategies, investors may need to keep money in the relevant Tax Efficient Investment Product for at least a minimum qualifying period, and investors may need to continue holding the investments in some cases until their death to benefit from, for example, IHT relief.

Tax changes

Tax rates, benefits, allowances are based on the current levels, legislation and HMRC practice. More importantly they can vary significantly from person to person, and tax legislation is subject to change and cannot be guaranteed.

 

The Website

Considerable care has gone into the preparation and maintenance of this website. However, Mariana accepts no liability in connection with its use or the use of information it contains. No warranty is given as to the accuracy or completeness of the information it contains and no liability is accepted for any errors or omissions. Where references or links to third party websites are provided, Mariana does not endorse or make any representation about the third party or any information, material or products sourced through the third party link, or any result that may be obtained from using or entering into a transaction with the third party.

This website may not be reproduced (in whole or in part), transmitted (by electronic means or otherwise), modified, linked to or used for any public or commercial purpose without the prior written permission of Mariana.

If you are outside the UK

Users accessing this website from outside the United Kingdom should note that local legislation may not permit Mariana to offer products where they are.

Users and prospective investors should be aware at all times of the applicable laws and regulations in different countries; in particular, in the United States of America where Mariana services and investments are not licensed or authorised.

Mariana is authorised and regulated by the FCA No: 551170

By clicking AGREE, you confirm that you are an investment professional and have read, understood and agree to be bound by these terms and conditions. If you do not accept these terms, please do not continue to use or access any pages of this website.

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RISK WARNING

The following pages refer to Mariana investment products. It is important that you read and understand the risk statements below before you proceed.

Mariana’s investment products may provide both individual and institutional investors with flexible and innovative investment solutions offering varying levels of risk, asset exposure, capital protection and tax exposure.

It is important, however, that you understand the risks attached to your investments. The key risk factors are summarised below, but please remember that these are general risks and the risks that are relevant to individual products are set out in the brochure for that product.

Mariana does not provide investment advice in relation to investment products and we strongly recommend that you discuss any proposed investment with your financial adviser before you invest.

Investment in a Mariana product should form part only of your investment portfolio. You should also maintain savings you can access at short notice in case of emergency to meet any short term cash needs that may arise during the term of your investment.

Investment Risk – This is the risk arising from the market(s) or asset(s) into which your investment is made or to which the performance of your investment is linked. Their value might decrease, which could cause you to lose money or, if they increase, the amount of the increase may be greater than the return you get from your investment in a Mariana product.

Counterparty Risk – This is the risk that the financial institution by whom your investment is backed gets into financial difficulties and does not, or cannot, pay the amounts due in relation to your investment. This could cause you to lose some or all of your money and any investment returns that would have otherwise been payable.

Term Risk – This is the risk that an investor’s circumstances could change, forcing the early encashment of an investment. Such early encashment will be subject to a fee and the amount repaid is likely to be less than the initial capital invested. An investor should be aware that they may not be able to access the value of their investment immediately.

Inflation Risk – This is the risk that inflation may reduce the real value of your investment over time.

Tax Risk – The values of any tax reliefs generated by your investment will depend on your individual circumstances. You should note that the levels and bases of taxation and reliefs available may change in the future and changes may be applied retrospectively.

ISA Transfer Risk – if you wish to transfer an existing ISA, it must be done in cash. This means that your existing ISA manager will sell your investment and you are likely to be charged an exit fee. There is then the possibility of a loss of income or growth if markets should rise while your transfer is being processed.

Cancellation Risk – This is the risk that if you decide to cancel the investment after it has been purchased you are likely to lose some of your money.

It is important that you read all the related Mariana product literature carefully and in full so that you understand how the product works and can decide whether or not you are prepared to accept the risks and the possible consequences of investing in a particular product, before proceeding with your investment.

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